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  • Securities Industry Essentials exam with online practice for dummies
  • 點閱:1
  • 作者: by Steven M. Rice
  • 出版社:John Wiley & Sons, Inc.
  • 出版年:c2019
  • 集叢名:For dummies
  • ISBN:9781119545002; 9781119545019; 9781119545026
  • 格式:EPUB 流式,PDF,JPG
  • 附註:Includes index. "Learning made easy"--Cover. Cover title: Securities Industry Essentials exam for dummies

Get ready to qualify for the security industry job of your dreams
 
The Securities Industry Essentials (SIE) Exam is a new test administered by FINRA beginning in October 2018. This exam is required as a prerequisite to each series level knowledge exam (such as Series 7). If you’re prepping for the exam, you need a trusted resource to ensure your very best performance.
 
Securities Industry Essentials Exam For Dummies with Online Practice gives you everything you need to score high on this important exam. With two practice tests in the book, plus two bonus tests online, you can practice your way to a calm and confident experience on exam day.

 
Take 4 full-length practice tests with answers and full explanations
Get 1-year access to practice and tests online
Find strategies and tips for breaking into the securities industry
Increase your chances of scoring higher
 
SIE scores are expected to be a critical factor in determining qualification to enter the securities industry, so the stakes are high. With the help of this book, you’ll up your chances of breaking into this field and landing your dream job.


ABOUT THE AUTHOR

Steven M. Rice, founding partner and educator at Empire Stockbroker Training Institute, is the author of Series 7 Exam For Dummies. Rice also co-developed a complete library of securities training manuals for the Series 4, Series 6, Series 7, Series 24, Series 63, Series 65, and Series 66 exams.

  • INTRODUCTION(第1頁)
    • About This Book(第1頁)
    • Foolish Assumptions(第2頁)
    • Icons Used in This Book(第2頁)
    • Beyond the Book(第2頁)
    • Where to Go from Here (第3頁)
  • PART 1: GETTING STARTED WITH THE SIE EXAM(第5頁)
    • CHAPTER 1: Introducing the SIE (Securities Industry Essentials) Exam(第7頁)
    • CHAPTER 2: Preparing for the SIE Exam(第19頁)
    • CHAPTER 3: Examining and Mastering Question Types(第31頁)
    • CHAPTER 4: Surviving Test Day(第43頁)
  • PART 2: MASTERING BASIC SECURITY INVESTMENTS(第49頁)
    • CHAPTER 5: Underwriting Securities(第51頁)
    • CHAPTER 6: Corporate Ownership: Equity Securities(第61頁)
    • CHAPTER 7: Debt Securities: Corporate and U.S. Government Loans(第73頁)
    • CHAPTER 8: Municipal Bonds: Local Government Securities(第87頁)
  • PART 3: DELVING DEEPER: SECURITY INVESTMENTS WITH A TWIST(第105頁)
    • CHAPTER 9: Delivering Diversification with Packaged Securities(第107頁)
    • CHAPTER 10: Working with Direct Participation Programs and REITs(第121頁)
    • CHAPTER 11: Options: The Right to Buy or Sell at a Fixed Price(第131頁)
  • PART 4: PLAYING NICELY: SERVING YOUR CUSTOMERS AND FOLLOWING THE RULES(第149頁)
    • CHAPTER 12: Serving Your Customers: Customer Accounts(第151頁)
    • CHAPTER 13: Doing a Little Market Research: Securities Analysis(第163頁)
    • CHAPTER 14: Going to Market: Orders and Trades(第177頁)
    • CHAPTER 15: Making Sure the IRS Gets Its Share(第187頁)
    • CHAPTER 16: No Fooling Around: Rules and Regulations(第197頁)
  • PART 5: PUTTING YOUR KNOWLEDGE TO GOOD USE: PRACTICE EXAMS(第225頁)
    • CHAPTER 17: Bring It On: Practice Exam 1 (第227頁)
    • CHAPTER 18: Answers & Explanations to Practice Exam 1(第241頁)
    • CHAPTER 19: Nothing But Net: Practice Exam 2(第251頁)
    • CHAPTER 20: Answers & Explanations to Practice Exam 2(第265頁)
  • PART 6: THE PART OF TENS(第277頁)
    • CHAPTER 21: Ten SIE Exam Traps to Avoid(第279頁)
    • CHAPTER 22: Ten Ways to Start Your Career Off Right(第283頁)
  • INDEX(第287頁)
紙本書 NT$ 864
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